Managing Member and Chief Compliance Officer · Abundant Wealth Management LLC
Francis A. Brown
CRD 2245427 · Named on Form ADV at one SEC-registered adviser
At a glance
Abundant Wealth Management LLC, an SEC-registered wealth manager based in Stamford, CT with $244 million in regulatory assets, lists Francis A. Brown on its Form ADV as Managing Member and Chief Compliance Officer, a control person.
Firms and roles
- Abundant Wealth Management LLCManaging Member and Chief Compliance OfficerWealth manager · Stamford, CT · $244M in regulatory assets
AtlasMembers
Francis’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Francis’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.