Adviser and broker representative · Tiaa-Cref Individual & Institutional Services, LLC
Marc J. Defeo
CRD 3049157 · Stamford, CT
At a glance
Marc J. Defeo is an investment adviser representative with Tiaa-Cref Individual & Institutional Services, LLC in Stamford, CT, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Marc’s SEC record dates to 2003, about 23 years ago. Marc is also registered as a broker representative.
Current advisory firm
- Tiaa-Cref Individual & Institutional Services, LLCSince January 2014Stamford, CT · $38B in regulatory assets
SEC adviser record
- Registered since
- 2003 (23 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 3 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Marc’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.