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Financial ADVSR advisor directory · SEC adviser records

Sovereign Financial Group, Inc. financial advisors in Stamford, CT

Every SEC-registered investment adviser representative at a Sovereign Financial Group, Inc. office in Stamford, A to Z.

The short answer

6 registered advisors work at Sovereign Financial Group, Inc. in Stamford, out of 18 at the firm nationwide; it ranks number 24 in the city by advisors. 3 list the CFP designation and 0 are also registered broker representatives.

Sovereign Financial Group, Inc. advisors in Stamford, A to Z

Every Sovereign Financial Group, Inc. advisor →

Sovereign Financial Group, Inc. advisors in every city and state →Sovereign Financial Group, Inc.: assets, clients and custodians →Sovereign Advisor Solutions news and advisor moves →Sovereign Financial Group, Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

Sovereign Financial Group, Inc. advisors in other cities

Fairfield, CT 1Herber City, UT 1Knoxville, TN 1Minneola, FL 1Mount Pleasant, SC 1New York, NY 1Northville, MI 1Saratoga Springs, NY 1Smithtown, NY 1Wethersfield, CT 1Wilmington, DE 1Yardley, PA 1

Other firms in Stamford

All Stamford advisors →

Steward Partners Investment Advisory, LLC 194Merrill Lynch, Pierce, Fenner & Smith Incorporated 111New Edge Wealth 87Morgan Stanley 59O'Shaughnessy Asset Management, LLC 55UBS Financial Services Inc. 45MML Investors Services, LLC 24Oppenheimer & Co. Inc. 24Equitable Advisors, LLC 21Strategic Advisers LLC 19Charles Schwab & Co., Inc. 18RBC Capital Markets, LLC 17

Questions

How many financial advisors does Sovereign Financial Group, Inc. have in Stamford?

6 investment adviser representatives are registered at Sovereign Financial Group, Inc. offices in Stamford, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 18 nationwide. 3 list the CFP designation and 0 are also registered as broker representatives.

Is Sovereign Financial Group, Inc. one of the largest advisor employers in Stamford?

Sovereign Financial Group, Inc. ranks number 24 in Stamford by registered advisors; Steward Partners Investment Advisory, LLC has the most, with 194.

How do I check a Sovereign Financial Group, Inc. advisor in Stamford?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Sovereign Financial Group, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.