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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Wilmington, DE

Every SEC-registered investment adviser representative at a firm office in Wilmington, with the firms that employ the most of them.

447 registered advisors work in Wilmington; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (50). 0 list the CFP designation and 312 are also registered broker representatives.

Firms with the most advisors in Wilmington

Advisors in Wilmington, A to Z (first 300 of 447)

Search all of Delaware →

Other cities in Delaware

All of Delaware →

Newark 164Greenville 120Rehoboth Beach 67Lewes 57Dover 49New Castle 25Hockessin 23Middletown 19Millsboro 16Georgetown 11Bethany Beach 10Rockland 9Milford 7Selbyville 7Bear 6Ocean View 6Seaford 6

Questions

How many financial advisors are in Wilmington, DE?

447 investment adviser representatives are registered at firm offices in Wilmington, Delaware, according to the SEC's Investment Adviser Public Disclosure records. 312 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Wilmington?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 50 registered advisors in Wilmington, followed by Ameriprise Financial Services, LLC with 49.

How do I check a financial advisor in Wilmington?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.