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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Middletown, DE

Every SEC-registered investment adviser representative at a firm office in Middletown, with the firms that employ the most of them.

The short answer

18 registered advisors work in Middletown; the most are at Wells Fargo Clearing Services, LLC (3). 1 list the CFP designation and 16 are also registered broker representatives.

Firms with the most advisors in Middletown

FirmAdvisors in Middletown
Wells Fargo Clearing Services, LLC news3
Great Valley Advisor Group, LLC2
Janney Montgomery Scott LLC news2
LPL Financial LLC news2
Cambridge Investment Research Advisors, Inc. news1
Centaurus Financial, Inc.1
Edward Jones news1
Good Life Advisors, LLC1
Investment Management & Planning LLC1
J. Bradley Consulting LLC1
MML Investors Services, LLC1
Osaic Wealth, Inc. news1
Root Financial Partners1
Stirlingshire Investments1

Advisors in Middletown, A to Z

CFP advisors in Middletown →

Other cities in Delaware

All of Delaware →

Wilmington 425Newark 159Greenville 111Rehoboth Beach 59Lewes 50Dover 44New Castle 24Hockessin 23Millsboro 15Bethany Beach 10Georgetown 10Rockland 9Milford 7Selbyville 7Bear 6Seaford 6Ocean View 5

Questions

How many financial advisors are in Middletown, DE?

18 investment adviser representatives are registered at firm offices in Middletown, Delaware, according to the SEC's Investment Adviser Public Disclosure records. 16 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Middletown?

Wells Fargo Clearing Services, LLC, with 3 registered advisors in Middletown, followed by Great Valley Advisor Group, LLC with 2.

How do I check a financial advisor in Middletown?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.