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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in New Castle, DE

Every SEC-registered investment adviser representative at a firm office in New Castle, with the firms that employ the most of them.

25 registered advisors work in New Castle; the most are at MML Investors Services, LLC (16). 0 list the CFP designation and 24 are also registered broker representatives.

Firms with the most advisors in New Castle

FirmAdvisors in New Castle
MML Investors Services, LLC16
Voya Financial Advisors, Inc.3
Blue Diamond Financial Group, LLC1
Citigroup Global Markets Inc. news1
LPL Financial LLC news1
PNC Wealth Management LLC1
RBC Capital Markets, LLC news1
Strategic Advisers LLC1

Advisors in New Castle, A to Z

Search all of Delaware →

Other cities in Delaware

All of Delaware →

Wilmington 447Newark 164Greenville 120Rehoboth Beach 67Lewes 57Dover 49Hockessin 23Middletown 19Millsboro 16Georgetown 11Bethany Beach 10Rockland 9Milford 7Selbyville 7Bear 6Ocean View 6Seaford 6

Questions

How many financial advisors are in New Castle, DE?

25 investment adviser representatives are registered at firm offices in New Castle, Delaware, according to the SEC's Investment Adviser Public Disclosure records. 24 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in New Castle?

MML Investors Services, LLC, with 16 registered advisors in New Castle, followed by Voya Financial Advisors, Inc. with 3.

How do I check a financial advisor in New Castle?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.