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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Newark, DE

Every SEC-registered investment adviser representative at a firm office in Newark, with the firms that employ the most of them.

The short answer

159 registered advisors work in Newark; the most are at Cetera Investment Advisers LLC (40). 22 list the CFP designation and 146 are also registered broker representatives.

Firms with the most advisors in Newark

FirmAdvisors in Newark
Cetera Investment Advisers LLC news40
Ameriprise Financial Services, LLC news18
Wells Fargo Clearing Services, LLC news16
Pfs Investments Inc.15
MML Investors Services, LLC14
LPL Enterprise, LLC news11
J.P. Morgan Securities LLC news6
LPL Financial LLC news5
Osaic Wealth, Inc. news5
N1 Advisors4
Jpl Asset Management And Planning, LLC3
M Holdings Securities, Inc.3
Black Arrow Capital LLC2
Edward Jones news2
Private Advisor Group, LLC2
State Farm Investment Management Corp.2
Tiaa-Cref Individual & Institutional Services, LLC2
Allspring Funds Management, LLC1
Delaware Financial Planning, LLC1
Hfm Investment Advisors, Inc.1
Hornor, Townsend & Kent, LLC1
Integrity Alliance, LLC.1
Investment Advisor Group1
Lifemark Securities Corp.1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1

Advisors in Newark, A to Z

CFP advisors in Newark →

Other cities in Delaware

All of Delaware →

Wilmington 425Greenville 111Rehoboth Beach 59Lewes 50Dover 44New Castle 24Hockessin 23Middletown 18Millsboro 15Bethany Beach 10Georgetown 10Rockland 9Milford 7Selbyville 7Bear 6Seaford 6Ocean View 5

Questions

How many financial advisors are in Newark, DE?

159 investment adviser representatives are registered at firm offices in Newark, Delaware, according to the SEC's Investment Adviser Public Disclosure records. 146 of them are also registered as broker representatives, and 22 list the CFP designation.

Which firm has the most financial advisors in Newark?

Cetera Investment Advisers LLC, with 40 registered advisors in Newark, followed by Ameriprise Financial Services, LLC with 18.

How do I check a financial advisor in Newark?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.