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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Dover, DE

Every SEC-registered investment adviser representative at a firm office in Dover, with the firms that employ the most of them.

44 registered advisors work in Dover; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (11). 0 list the CFP designation and 34 are also registered broker representatives.

Firms with the most advisors in Dover

Advisors in Dover, A to Z

Search all of Delaware →

Other cities in Delaware

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Wilmington 447Newark 164Greenville 120Rehoboth Beach 67Lewes 57New Castle 25Hockessin 23Middletown 19Millsboro 16Georgetown 11Bethany Beach 10Rockland 9Milford 7Selbyville 7Bear 6Ocean View 6Seaford 6

Questions

How many financial advisors are in Dover, DE?

44 investment adviser representatives are registered at firm offices in Dover, Delaware, according to the SEC's Investment Adviser Public Disclosure records. 34 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Dover?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 11 registered advisors in Dover, followed by State Farm Investment Management Corp. with 6.

How do I check a financial advisor in Dover?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.