Broker-dealer firm · Rochester, NY
Lifemark Securities Corp.
SEC-registered investment adviser · CRD 16204 · SEC 801-68438
At a glance
Lifemark Securities Corp. is an SEC-registered investment adviser based in Rochester, New York, with $425 million in regulatory assets under management as of its Form ADV filed March 9, 2026. Its largest client group by assets is individuals, and it reports 1,053 individual clients. By Form ADV it is a broker-dealer firm, ranked 217th of 391 broker-dealer firms and 8,526th of 17,210 SEC-registered advisers by assets.
Main office 585-424-5672lifemark.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $425M
- Rank among broker-dealer firms
- #217 of 391
- Rank among all SEC RIAs
- #8,526 of 17,210
- Rank in New York
- #1,575 of 2,591
- Individual clients
- 1,053
- High-net-worth clients
- 67
- Accounts
- 1,053
- Discretionary
- 100% of AUM
- Employees
- 78
- Advisory staff
- 78
- Offices
- 75
Owners and executives on its Form ADV
- Vincent Jr MiccicheTreasurer/ Finop/pfo/poo
- Andrew Joseph KalinowskiVP / Board Member/secretary
- James Joseph PriscoPresident / Board Member
- Alexandre Jr. GeorgievCCO of the RIA / Director of Operations
- James Joseph PriscoChief Executive Officer/ Chief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Lifemark Securities Corp. is a hybrid RIA: 78 of its employees are also registered representatives of a broker-dealer. It reports a broker-dealer among its affiliates on Form ADV.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 986 | $247M | 58% |
| High-net-worth individuals | 67 | $178M | 42% |
Disciplinary disclosures
Lifemark Securities Corp. answers yes to 21 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗lifemark.com ↗
AtlasMembers
The full record on Lifemark Securities Corp.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 149 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Lifemark Securities Corp. manage?
Lifemark Securities Corp. reports $425 million in regulatory assets under management across 1,053 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 9, 2026.
What kind of firm is Lifemark Securities Corp.?
Lifemark Securities Corp. is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Lifemark Securities Corp.’s clients?
By assets, its largest client types are individuals ($247 million, 986 clients); high-net-worth individuals ($178 million, 67 clients).
Does Lifemark Securities Corp. have any disciplinary history?
Lifemark Securities Corp. answers yes to 21 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Lifemark Securities Corp.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-09), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →