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Financial ADVSR advisor directory · SEC adviser records

Principal Securities, Inc. financial advisors in Wilmington, DE

Every SEC-registered investment adviser representative at a Principal Securities, Inc. office in Wilmington, A to Z.

8 registered advisors work at Principal Securities, Inc. in Wilmington, out of 1,396 at the firm nationwide; it ranks number 15 in the city by advisors. 3 list the CFP designation and 8 are also registered broker representatives.

Principal Securities, Inc. advisors in Wilmington, A to Z

Every Principal Securities, Inc. advisor →

Principal Securities, Inc. advisors in every city and state →Principal Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Principal Securities, Inc. advisors in other cities

Des Moines, IA 194West Des Moines, IA 71Minnetonka, MN 30Tampa, FL 24Raleigh, NC 22Sioux Falls, SD 22Atlanta, GA 21Charlotte, NC 21Wauwatosa, WI 19Wayne, PA 19Downers Grove, IL 18Roseville, CA 18Addison, TX 17Elkhorn, NE 17Overland Park, KS 17

Other firms in Wilmington

All Wilmington advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 47Ameriprise Financial Services, LLC 42Realta Investment Advisors, Inc. 30Florida Financial Advisors, LLC 21LPL Financial LLC 19Wells Fargo Advisors Financial Network, LLC 17Diversified, LLC 11Osaic Wealth, Inc. 11PNC Wealth Management LLC 10Riversedge Advisors 10Cetera Investment Advisers LLC 9Janney Montgomery Scott LLC 9

Questions

How many financial advisors does Principal Securities, Inc. have in Wilmington?

8 investment adviser representatives are registered at Principal Securities, Inc. offices in Wilmington, Delaware, according to the SEC's Investment Adviser Public Disclosure records, out of 1,396 nationwide. 3 list the CFP designation and 8 are also registered as broker representatives.

Is Principal Securities, Inc. one of the largest advisor employers in Wilmington?

Principal Securities, Inc. ranks number 15 in Wilmington by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 47.

How do I check a Principal Securities, Inc. advisor in Wilmington?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Principal Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.