Investment adviser representative · Sovereign Financial Group, Inc.
Clifford Wallach
CRD 8178216 · Stamford, CT
At a glance
Clifford Wallach is an investment adviser representative with Sovereign Financial Group, Inc. in Stamford, CT, according to the SEC’s Investment Adviser Public Disclosure records.
Current advisory firm
- Sovereign Financial Group, Inc.Since November 2025Stamford, CT · $1.1B in regulatory assets
SEC adviser record
- Registered since
- 2025
- Designations
- None on file
- Exams
- Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Clifford’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.
More at Sovereign Financial Group, Inc.
- Charles L. FaillaStamford · Certified Financial Planner
- David J. FeldmanStamford
- Caryn J. SmithStamford · Certified Financial Planner
- Rosemary TavernaStamford
- David R. WrenStamford · Certified Financial Planner
- Joseph W. BedfordKnoxville
- Myles W. BoegeSmithtown · Certified Financial Planner
- John R. BuoniWilmington · Chartered Financial Consultant
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