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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Smithtown, NY

Every SEC-registered investment adviser representative at a firm office in Smithtown, with the firms that employ the most of them.

86 registered advisors work in Smithtown; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (20). 0 list the CFP designation and 69 are also registered broker representatives.

Firms with the most advisors in Smithtown

FirmAdvisors in Smithtown
Merrill Lynch, Pierce, Fenner & Smith Incorporated news20
Raymond James Financial Services Advisors, Inc. news10
Draper Asset Management, LLC8
LPL Financial LLC news7
Commonwealth Financial Network news6
Osaic Wealth, Inc. news6
Strategic Advisers LLC5
J.P. Morgan Securities LLC news4
Kestra Advisory Services, LLC news4
Arcadia Wealth Management3
Cetera Investment Advisers LLC news2
Integrity Alliance, LLC.2
Murphy & Mullick Capital Management Corp.2
State Farm Investment Management Corp.2
Csp Financial Group LLC1
Edward Jones news1
Neuberger Berman Bd LLC1
RBC Capital Markets, LLC news1
Sovereign Financial Group, Inc. news1
The Gladowsky Group1
The Pinnacle Financial Group1

Advisors in Smithtown, A to Z

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Other cities in New York

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New York 16,101Melville 1,285Rochester 967Garden City 805Purchase 764Brooklyn 596Williamsville 496Syracuse 450Albany 411Buffalo 384Pittsford 372Hauppauge 352White Plains 330Cohoes 279Jericho 260Saratoga Springs 253Amherst 247Latham 243Staten Island 243Woodbury 242New York City 202Tarrytown 154Poughkeepsie 140Great Neck 132

Questions

How many financial advisors are in Smithtown, NY?

86 investment adviser representatives are registered at firm offices in Smithtown, New York, according to the SEC's Investment Adviser Public Disclosure records. 69 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Smithtown?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 20 registered advisors in Smithtown, followed by Raymond James Financial Services Advisors, Inc. with 10.

How do I check a financial advisor in Smithtown?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.