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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Smithtown, NY

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Smithtown, A to Z.

The short answer

6 registered advisors work at LPL Financial LLC in Smithtown, out of 21,098 at the firm nationwide; it ranks number 5 in the city by advisors. 1 list the CFP designation and 6 are also registered broker representatives.

LPL Financial LLC advisors in Smithtown, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 742Fort Mill, SC 417Houston, TX 128Austin, TX 117Scottsdale, AZ 109Charlotte, NC 107Chicago, IL 104Las Vegas, NV 96Tampa, FL 87Fresno, CA 80Honolulu, HI 76San Antonio, TX 75Seattle, WA 74Dallas, TX 73Atlanta, GA 67

Other firms in Smithtown

All Smithtown advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 20Commonwealth Financial Network 8Draper Asset Management, LLC 8Raymond James Financial Services Advisors, Inc. 8Osaic Wealth, Inc. 6J.P. Morgan Securities LLC 4Strategic Advisers LLC 4Arcadia Wealth Management 3

Questions

How many financial advisors does LPL Financial LLC have in Smithtown?

6 investment adviser representatives are registered at LPL Financial LLC offices in Smithtown, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 nationwide. 1 list the CFP designation and 6 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Smithtown?

LPL Financial LLC ranks number 5 in Smithtown by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 20.

How do I check a LPL Financial LLC advisor in Smithtown?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.