Broker-dealer firm · Smithtown, NY
Gladowsky Capital Management Corp
SEC-registered investment adviser · CRD 45287 · SEC 801-55802
At a glance
Gladowsky Capital Management Corp is an SEC-registered investment adviser based in Smithtown, New York, with $198 million in regulatory assets under management as of its Form ADV filed February 2, 2026. Its largest client group by assets is individuals, and it reports 256 individual clients. By Form ADV it is a broker-dealer firm, ranked 285th of 391 broker-dealer firms and 12,287th of 17,210 SEC-registered advisers by assets.
Main office 631-360-7200gladowsky.comAs filed on Form ADV
- Regulatory AUM
- $198M
- Rank among broker-dealer firms
- #285 of 391
- Rank among all SEC RIAs
- #12,287 of 17,210
- Rank in New York
- #1,922 of 2,591
- Individual clients
- 256
- High-net-worth clients
- 66
- Accounts
- 1,030
- Discretionary
- 0% of AUM
- Employees
- 4
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Jason Robert GladowskyPres / DIR / Chief Compliance Officer / Muni Principal
- Barry Michael GladowskyDirector / Finop/cfo / Options Principal
Custody and brokerage
Broker-dealer
Hybrid RIA
Gladowsky Capital Management Corp is a hybrid RIA: 4 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 190 | $83M | 42% |
| High-net-worth individuals | 66 | $82M | 41% |
| Pension and profit sharing plans | 8 | $22M | 11% |
| Corporations or other businesses | 33 | $10M | 5% |
| Charitable organizations | 1 | $0M | <1% |
Disciplinary disclosures
Gladowsky Capital Management Corp reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Other
Form ADV and brochures on the SEC’s adviser search ↗gladowsky.com ↗
AtlasMembers
The full record on Gladowsky Capital Management Corp
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 149 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Gladowsky Capital Management Corp manage?
Gladowsky Capital Management Corp reports $198 million in regulatory assets under management across 1,030 accounts, on its Form ADV filed February 2, 2026.
What kind of firm is Gladowsky Capital Management Corp?
Gladowsky Capital Management Corp is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Gladowsky Capital Management Corp’s clients?
By assets, its largest client types are individuals ($83 million, 190 clients); high-net-worth individuals ($82 million, 66 clients); pension and profit sharing plans ($22 million, 8 clients).
Does Gladowsky Capital Management Corp have any disciplinary history?
Gladowsky Capital Management Corp reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Gladowsky Capital Management Corp’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-02), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →