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Chief Compliance Officer · Shade Tree Advisors LLC

Bridget Horan

CRD 5610505 · Named on Form ADV at one SEC-registered adviser

At a glance

Shade Tree Advisors LLC, an SEC-registered wealth manager based in Saratoga Springs, NY with $1.5 billion in regulatory assets, lists Bridget Horan on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

  • Shade Tree Advisors LLCChief Compliance OfficerWealth manager · Saratoga Springs, NY · $1.5B in regulatory assets

AtlasMembers

Bridget’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Bridget’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.