Wealth manager, independent · Saratoga Springs, NY
King Wealth Management Group, LLC
SEC-registered investment adviser · CRD 159550 · SEC 801-73023
At a glance
King Wealth Management Group, LLC is an SEC-registered investment adviser based in Saratoga Springs, New York, with $1.1B in regulatory assets under management as of its Form ADV filed January 27, 2026. It reports 708 individual clients, 248 of them high-net-worth, holding an average of about $1.5 million each, and 8 employees. That ranks it 1012th among the nation’s 5,657 independent wealth management RIAs and 77th of 408 in New York. It reports Fidelity as the custodian for its clients’ separately managed accounts.
Main office 518-306-5640kingwealthmanagement.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.1B
- Rank among independent wealth managers
- #1,012 of 5,657
- Rank among all SEC RIAs
- #5,123 of 17,210
- Rank in New York
- #77 of 408
- Individual clients
- 708
- High-net-worth clients
- 248
- Accounts
- 1,894
- Discretionary
- 100% of AUM
- Employees
- 8
- Advisory staff
- 8
- Offices
- 3
Owners and executives on its Form ADV
- Lawrence E. KingPresident/cco
- Daniel P. GaleVice President
- Jane M. QuinnSecretary
- Sally A KingTreasurer
Custody and brokerage
Broker-dealer
No broker-dealer ties
King Wealth Management Group, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 248 | $878M | 81% |
| Individuals | 460 | $170M | 16% |
| Corporations or other businesses | 11 | $34M | 3% |
| Pension and profit sharing plans | – | $2M | <1% |
| Charitable organizations | – | $1M | <1% |
Disciplinary disclosures
King Wealth Management Group, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗kingwealthmanagement.com ↗
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The full record on King Wealth Management Group, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 3,339 peers of its type and size
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- Owners and executives, with titles and stakes
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- Main office, fax and compliance officer
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in New York
All of New York →| Firm | Regulatory AUM | Clients |
|---|---|---|
| EllevestNew York | $1.1B | 471 |
| Overbrook Management CorporationNew York | $1.1B | 105 |
| PKS Advisory Services, LLCAlbany | $1.1B | 4,874 |
| Armbruster Capital Management, Inc.Pittsford | $1.1B | 462 |
| Matauro, LLCNew York | $1.0B | 876 |
| High Probability Advisors, LLCPittsford | $1.0B | 344 |
Background
Questions
How much does King Wealth Management Group, LLC manage?
King Wealth Management Group, LLC reports $1.1B in regulatory assets under management across 1,894 accounts, 100% of it on a discretionary basis, on its Form ADV filed January 27, 2026.
How many clients does King Wealth Management Group, LLC have?
It reports 708 individual clients: 248 high-net-worth individuals and 460 other individuals. Individuals account for about 97% of its regulatory assets.
Where is King Wealth Management Group, LLC headquartered?
Its main office is in Saratoga Springs, New York. It reports 3 offices in total and 8 employees, 8 of whom perform investment advisory functions.
How does King Wealth Management Group, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does King Wealth Management Group, LLC use?
It reports Fidelity as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed January 27, 2026, it reports these amounts held: Fidelity ($1.1B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is King Wealth Management Group, LLC a hybrid RIA with a broker-dealer?
King Wealth Management Group, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is King Wealth Management Group, LLC a fiduciary?
As an SEC-registered investment adviser, King Wealth Management Group, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is King Wealth Management Group, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-01-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →