Wealth manager, independent · New York, NY
Matauro, LLC
SEC-registered investment adviser · CRD 333038 · SEC 801-131187
At a glance
Matauro, LLC is an SEC-registered investment adviser based in New York, New York, with $1.0B in regulatory assets under management as of its Form ADV filed April 1, 2026. It reports 876 individual clients, 354 of them high-net-worth, holding an average of about $1.2 million each, and 16 employees. That ranks it 1056th among the nation’s 5,657 independent wealth management RIAs and 79th of 408 in New York. It reports Fidelity as the custodian for its clients’ separately managed accounts.
Main office 845-273-6211matauro.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.0B
- Rank among independent wealth managers
- #1,056 of 5,657
- Rank among all SEC RIAs
- #5,239 of 17,210
- Rank in New York
- #79 of 408
- Individual clients
- 876
- High-net-worth clients
- 354
- Accounts
- 2,405
- Discretionary
- 98% of AUM
- Employees
- 16
- Advisory staff
- 10
- Offices
- 1
Owners and executives on its Form ADV
- Matthew E. KleinFounder / Chief Compliance Officer
- Barrett R TabeekPartner, CFO
- Steven J. Van HookerPartner, COO
Custody and brokerage
Broker-dealer
Hybrid RIA
Matauro, LLC is a hybrid RIA: 7 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed April 2026) names Simplicity Investments as the broker-dealer its advisers are registered with.
However, some representatives of our firm are registered representatives of Simplicity Investments, a member of FINRA/SIPC.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 354 | $803M | 77% |
| Individuals | 522 | $244M | 23% |
Disciplinary disclosures
Matauro, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗matauro.com ↗
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Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
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- Growth over one, three and five years
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- Rank against 3,419 peers of its type and size
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- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in New York
All of New York →| Firm | Regulatory AUM | Clients |
|---|---|---|
| PKS Advisory Services, LLCAlbany | $1.1B | 4,874 |
| King Wealth Management Group, LLCSaratoga Springs | $1.1B | 708 |
| Armbruster Capital Management, Inc.Pittsford | $1.1B | 462 |
| High Probability Advisors, LLCPittsford | $1.0B | 344 |
| Sterling Investment Counsel, LLCBuffalo | $1.0B | 853 |
| J.w.burns & Company, Inc.Dewitt | $1.0B | 572 |
Background
Questions
How much does Matauro, LLC manage?
Matauro, LLC reports $1.0B in regulatory assets under management across 2,405 accounts, 98% of it on a discretionary basis, on its Form ADV filed April 1, 2026.
How many clients does Matauro, LLC have?
It reports 876 individual clients: 354 high-net-worth individuals and 522 other individuals. Individuals account for about 100% of its regulatory assets.
Where is Matauro, LLC headquartered?
Its main office is in New York, New York. It reports 1 office in total and 16 employees, 10 of whom perform investment advisory functions.
How does Matauro, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Matauro, LLC use?
It reports Fidelity as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed April 1, 2026, it reports these amounts held: Fidelity ($1.0B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Matauro, LLC a hybrid RIA with a broker-dealer?
Matauro, LLC is a hybrid RIA: 7 of its employees are also registered representatives of a broker-dealer. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is Matauro, LLC a fiduciary?
As an SEC-registered investment adviser, Matauro, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 7 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is Matauro, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-01), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →