Financial ADVSR advisor directory · SEC adviser records
Osaic Wealth, Inc. financial advisors in Saratoga Springs, NY
Every SEC-registered investment adviser representative at a Osaic Wealth, Inc. office in Saratoga Springs, A to Z.
The short answer
4 registered advisors work at Osaic Wealth, Inc. in Saratoga Springs, out of 7,287 at the firm nationwide; it ranks number 18 in the city by advisors. 2 list the CFP designation and 4 are also registered broker representatives.
Osaic Wealth, Inc. advisors in Saratoga Springs, A to Z
Every Osaic Wealth, Inc. advisor →- Richard C. FanchCertified Financial Planner · Also a broker rep
- David A. FragomeniCertified Financial Planner · Also a broker rep
- Nicholas L. RosebrookAlso a broker rep
- Samantha R. ThomasAlso a broker rep
Osaic Wealth, Inc. advisors in every city and state →Osaic Wealth, Inc.: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →
Osaic Wealth, Inc. advisors in other cities
Scottsdale, AZ 291Maumee, OH 54Omaha, NE 53Raleigh, NC 51Houston, TX 47Melville, NY 46San Diego, CA 46Honolulu, HI 45Irvine, CA 45Southfield, MI 42Rochester, NY 40Lincoln, NE 38Overland Park, KS 38Wichita, KS 36Dallas, TX 33
Other firms in Saratoga Springs
All Saratoga Springs advisors →Rockefeller Financial LLC 24Morgan Stanley 23Goldman Sachs Wealth Services, L.P. 18Merrill Lynch, Pierce, Fenner & Smith Incorporated 18Shade Tree Advisors LLC 18Quartz Partners Investment Management 14Rockefeller Capital Management 12LPL Financial LLC 11Cerity Partners LLC 8Commonwealth Financial Network 8King Wealth Management Group, LLC 7Lifegoal Investments, LLC 6
Questions
How many financial advisors does Osaic Wealth, Inc. have in Saratoga Springs?
4 investment adviser representatives are registered at Osaic Wealth, Inc. offices in Saratoga Springs, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 7,287 nationwide. 2 list the CFP designation and 4 are also registered as broker representatives.
Is Osaic Wealth, Inc. one of the largest advisor employers in Saratoga Springs?
Osaic Wealth, Inc. ranks number 18 in Saratoga Springs by registered advisors; Rockefeller Financial LLC has the most, with 24.
How do I check a Osaic Wealth, Inc. advisor in Saratoga Springs?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Wealth, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.