Financial ADVSR advisor directory · SEC adviser records
J.P. Morgan Securities LLC financial advisors in Saratoga Springs, NY
Every SEC-registered investment adviser representative at a J.P. Morgan Securities LLC office in Saratoga Springs, A to Z.
The short answer
4 registered advisors work at J.P. Morgan Securities LLC in Saratoga Springs, out of 12,970 at the firm nationwide; it ranks number 19 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.
J.P. Morgan Securities LLC advisors in Saratoga Springs, A to Z
Every J.P. Morgan Securities LLC advisor →- Nicolas D. De TroyeAlso a broker rep
- Valerie L. MosherAlso a broker rep
- Joshua RodriguezAlso a broker rep
- Bryan M. WallinAlso a broker rep
J.P. Morgan Securities LLC advisors in every city and state →J.P. Morgan Securities LLC: assets, clients and custodians →J.P. Morgan news and advisor moves →Advisor Moves: who changed firms this week →
J.P. Morgan Securities LLC advisors in other cities
New York, NY 1,933Chicago, IL 570Miami, FL 405Columbus, OH 392Los Angeles, CA 308Houston, TX 305San Francisco, CA 286Boston, MA 251Dallas, TX 213Plano, TX 200Irvine, CA 179Atlanta, GA 166Tempe, AZ 141Greenwich, CT 136San Antonio, TX 133
Other firms in Saratoga Springs
All Saratoga Springs advisors →Morgan Stanley 23Rockefeller Financial LLC 22Merrill Lynch, Pierce, Fenner & Smith Incorporated 19Goldman Sachs Wealth Services, L.P. 18Shade Tree Advisors LLC 18Rockefeller Capital Management 12LPL Financial LLC 10Quartz Partners Investment Management 10Cerity Partners LLC 7King Wealth Management Group, LLC 7Wells Fargo Clearing Services, LLC 7Commonwealth Financial Network 6
Questions
How many financial advisors does J.P. Morgan Securities LLC have in Saratoga Springs?
4 investment adviser representatives are registered at J.P. Morgan Securities LLC offices in Saratoga Springs, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 12,970 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.
Is J.P. Morgan Securities LLC one of the largest advisor employers in Saratoga Springs?
J.P. Morgan Securities LLC ranks number 19 in Saratoga Springs by registered advisors; Morgan Stanley has the most, with 23.
How do I check a J.P. Morgan Securities LLC advisor in Saratoga Springs?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the J.P. Morgan Securities LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.