Wealth manager, wrap-program sponsor · Saratoga Springs, NY
Quartz Partners Investment Management
Quartz Partners, LLC · SEC-registered investment adviser · CRD 174327 · SEC 801-80822
At a glance
Quartz Partners Investment Management is an SEC-registered investment adviser based in Saratoga Springs, New York, with $612 million in regulatory assets under management as of its Form ADV filed June 8, 2026. Its largest client group by assets is other investment advisers, and it reports 744 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 2,445th of 8,915 wealth managers and 7,034th of 17,210 SEC-registered advisers by assets.
Main office 800-433-0422quartzpartners.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $612M
- Rank among wealth managers
- #2,445 of 8,915
- Rank among all SEC RIAs
- #7,034 of 17,210
- Rank in New York
- #1,376 of 2,591
- Individual clients
- 744
- High-net-worth clients
- 88
- Accounts
- 1,277
- Discretionary
- 59% of AUM
- Employees
- 26
- Advisory staff
- 22
- Offices
- 13
Owners and executives on its Form ADV
- Kyle P. WebberManaging Member, Chief Operating Officer
- Joseph W. ArenaManaging Member & Chief Investment Officer
- Joseph A. LeoChief Executive Officer & Managing Member
- Joshua T. GilbertChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Quartz Partners Investment Management is a hybrid RIA: 8 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Etico Partners, LLC.
- Etico Partners, LLC ↗CRD 122481
An introducing broker-dealer: its trades clear through RBC Capital Markets, which holds the brokerage accounts. Its annual audited report filed with the SEC, June 2026
Its Form ADV brochure (filed June 2026) names Etico Partners as the broker-dealer its advisers are registered with.
Many of our Firm’s Financial Professionals are also registered as a Registered Representative of Etico Partners, LLC.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Other investment advisers | 11 | $212M | 35% |
| High-net-worth individuals | 88 | $206M | 34% |
| Individuals | 656 | $156M | 26% |
| Pension and profit sharing plans | 10 | $34M | 6% |
| Corporations or other businesses | 3 | $3M | <1% |
| Other | 3 | $0M | <1% |
| Charitable organizations | 1 | $0M | <1% |
Disciplinary disclosures
Quartz Partners Investment Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗quartzpartners.com ↗
AtlasMembers
The full record on Quartz Partners Investment Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 4,887 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 6Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Quartz Partners Investment Management manage?
Quartz Partners Investment Management reports $612 million in regulatory assets under management across 1,277 accounts, 59% of it on a discretionary basis, on its Form ADV filed June 8, 2026.
What kind of firm is Quartz Partners Investment Management?
Quartz Partners Investment Management is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Quartz Partners Investment Management’s clients?
By assets, its largest client types are other investment advisers ($212 million, 11 clients); high-net-worth individuals ($206 million, 88 clients); individuals ($156 million, 656 clients).
Does Quartz Partners Investment Management have any disciplinary history?
Quartz Partners Investment Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Quartz Partners Investment Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-08), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →