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Partner and Chief Investment Officer · Continuum Wealth Advisors, LLC

David J. Rath

CRD 5058213 · Named on Form ADV at one SEC-registered adviser

At a glance

Continuum Wealth Advisors, LLC, an SEC-registered wealth manager based in Saratoga Springs, NY with $346 million in regulatory assets, lists David J. Rath on its Form ADV as Partner and Chief Investment Officer, a control person.

Firms and roles

AtlasMembers

David’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Timothy M. SmithManaging Partner and Chief Executive Officer, Continuum Wealth Advisors, LLC
  • Jennifer L. HenryVice President, Advisory Services and Chief Compliance Officer, Continuum Wealth Advisors, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.