Wealth manager, independent · Saratoga Springs, NY
Minichmacgregor Wealth Management, LLC
SEC-registered investment adviser · CRD 151237 · SEC 801-70490
At a glance
Minichmacgregor Wealth Management, LLC is an SEC-registered investment adviser based in Saratoga Springs, New York, with $723 million in regulatory assets under management as of its Form ADV filed May 14, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 904 individual clients. By Form ADV it is a wealth manager, ranked 2,093rd of 8,915 wealth managers and 6,446th of 17,210 SEC-registered advisers by assets.
Main office 518-499-4565minichmacgregor.comAs filed on Form ADV
- Regulatory AUM
- $723M
- Rank among wealth managers
- #2,093 of 8,915
- Rank among all SEC RIAs
- #6,446 of 17,210
- Rank in New York
- #1,312 of 2,591
- Individual clients
- 904
- High-net-worth clients
- 193
- Accounts
- 2,845
- Discretionary
- 100% of AUM
- Employees
- 10
- Advisory staff
- 7
- Offices
- 3
Owners and executives on its Form ADV
- James F. MinichManaging Member
- Jason K. MacgregorManaging Member
- Michele A. TellstoneChief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 193 | $398M | 55% |
| Individuals | 711 | $262M | 36% |
| Pension and profit sharing plans | 19 | $62M | 9% |
| Corporations or other businesses | 5 | $1M | <1% |
Disciplinary disclosures
Minichmacgregor Wealth Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
- Educational seminars and workshops
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗minichmacgregor.com ↗
AtlasMembers
The full record on Minichmacgregor Wealth Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 4,398 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Minichmacgregor Wealth Management, LLC manage?
Minichmacgregor Wealth Management, LLC reports $723 million in regulatory assets under management across 2,845 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 14, 2026.
What kind of firm is Minichmacgregor Wealth Management, LLC?
Minichmacgregor Wealth Management, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Minichmacgregor Wealth Management, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($398 million, 193 clients); individuals ($262 million, 711 clients); pension and profit sharing plans ($62 million, 19 clients).
Does Minichmacgregor Wealth Management, LLC have any disciplinary history?
Minichmacgregor Wealth Management, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Minichmacgregor Wealth Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-14), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →