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Financial ADVSR advisor directory · SEC adviser records

Charles Schwab & Co., Inc. financial advisors in Saratoga Springs, NY

Every SEC-registered investment adviser representative at a Charles Schwab & Co., Inc. office in Saratoga Springs, A to Z.

The short answer

3 registered advisors work at Charles Schwab & Co., Inc. in Saratoga Springs, out of 5,937 at the firm nationwide; it ranks number 20 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.

Charles Schwab & Co., Inc. advisors in Saratoga Springs, A to Z

Every Charles Schwab & Co., Inc. advisor →

Charles Schwab & Co., Inc. advisors in every city and state →Charles Schwab & Co., Inc.: assets, clients and custodians →Schwab news and advisor moves →Advisor Moves: who changed firms this week →

Charles Schwab & Co., Inc. advisors in other cities

Westlake, TX 780Lone Tree, CO 469Phoenix, AZ 424Orlando, FL 214Omaha, NE 209Austin, TX 203Indianapolis, IN 158New York City, NY 92Chicago, IL 86San Francisco, CA 70Richfield, OH 68St Louis, MO 59Scottsdale, AZ 43San Diego, CA 41Los Angeles, CA 40

Other firms in Saratoga Springs

All Saratoga Springs advisors →

Rockefeller Financial LLC 24Morgan Stanley 23Goldman Sachs Wealth Services, L.P. 18Merrill Lynch, Pierce, Fenner & Smith Incorporated 18Shade Tree Advisors LLC 18Quartz Partners Investment Management 14Rockefeller Capital Management 12LPL Financial LLC 11Cerity Partners LLC 8Commonwealth Financial Network 8King Wealth Management Group, LLC 7Lifegoal Investments, LLC 6

Questions

How many financial advisors does Charles Schwab & Co., Inc. have in Saratoga Springs?

3 investment adviser representatives are registered at Charles Schwab & Co., Inc. offices in Saratoga Springs, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 5,937 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.

Is Charles Schwab & Co., Inc. one of the largest advisor employers in Saratoga Springs?

Charles Schwab & Co., Inc. ranks number 20 in Saratoga Springs by registered advisors; Rockefeller Financial LLC has the most, with 24.

How do I check a Charles Schwab & Co., Inc. advisor in Saratoga Springs?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Charles Schwab & Co., Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.