Managing Member & Chief Compliance Officer · Sterling Manor Financial, LLC
Stephen M. Kyne
CRD 4809925 · Named on Form ADV at one SEC-registered adviser
At a glance
Sterling Manor Financial, LLC, an SEC-registered wealth manager based in Saratoga Springs, NY with $201 million in regulatory assets, lists Stephen M. Kyne on its Form ADV as Managing Member & Chief Compliance Officer, a control person.
Firms and roles
- Sterling Manor Financial, LLCManaging Member & Chief Compliance OfficerWealth manager · Saratoga Springs, NY · $201M in regulatory assets
AtlasMembers
Stephen’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Adam F. DoigManaging Member, Sterling Manor Financial, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.