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Financial ADVSR advisor directory · SEC adviser records

Ameriprise Financial Services, LLC financial advisors in Poughkeepsie, NY

Every SEC-registered investment adviser representative at a Ameriprise Financial Services, LLC office in Poughkeepsie, A to Z.

The short answer

10 registered advisors work at Ameriprise Financial Services, LLC in Poughkeepsie, out of 11,734 at the firm nationwide; it ranks number 3 in the city by advisors. 2 list the CFP designation and 10 are also registered broker representatives.

Ameriprise Financial Services, LLC advisors in Poughkeepsie, A to Z

Every Ameriprise Financial Services, LLC advisor →

Ameriprise Financial Services, LLC advisors in every city and state →Ameriprise Financial Services, LLC: assets, clients and custodians →Ameriprise news and advisor moves →Advisor Moves: who changed firms this week →

Ameriprise Financial Services, LLC advisors in other cities

Minneapolis, MN 445Edina, MN 154Houston, TX 130Columbus, OH 104Charlotte, NC 100Boca Raton, FL 98Las Vegas, NV 95New York, NY 93Honolulu, HI 88Troy, MI 87Scottsdale, AZ 69Indianapolis, IN 67Atlanta, GA 65Austin, TX 64Tampa, FL 63

Other firms in Poughkeepsie

All Poughkeepsie advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 25LPL Financial LLC 15Equitable Advisors, LLC 9Morgan Stanley 8Marshall + Sterling Wealth Advisors, Inc. 7Arax Advisory Partners 6B. Riley Wealth Advisors, Inc. 5Commonwealth Financial Network 4Osaic Institutions, Inc. 4Stifel, Nicolaus & Company, Incorporated 4D'Arcangelo Financial Advisors, LLC 3Osaic Wealth, Inc. 3

Questions

How many financial advisors does Ameriprise Financial Services, LLC have in Poughkeepsie?

10 investment adviser representatives are registered at Ameriprise Financial Services, LLC offices in Poughkeepsie, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 11,734 nationwide. 2 list the CFP designation and 10 are also registered as broker representatives.

Is Ameriprise Financial Services, LLC one of the largest advisor employers in Poughkeepsie?

Ameriprise Financial Services, LLC ranks number 3 in Poughkeepsie by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 25.

How do I check a Ameriprise Financial Services, LLC advisor in Poughkeepsie?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Ameriprise Financial Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.