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Financial ADVSR advisor directory · SEC adviser records

Osaic Institutions, Inc. financial advisors in Poughkeepsie, NY

Every SEC-registered investment adviser representative at a Osaic Institutions, Inc. office in Poughkeepsie, A to Z.

The short answer

4 registered advisors work at Osaic Institutions, Inc. in Poughkeepsie, out of 483 at the firm nationwide; it ranks number 10 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.

Osaic Institutions, Inc. advisors in Poughkeepsie, A to Z

Every Osaic Institutions, Inc. advisor →

Osaic Institutions, Inc. advisors in every city and state →Osaic Institutions, Inc.: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →

Osaic Institutions, Inc. advisors in other cities

Meriden, CT 35New York, NY 16West Orange, NJ 12Concord, NH 8Grand Forks, ND 6South Windsor, CT 6Fargo, ND 5Pittsburgh, PA 5Springfield, IL 5Abingdon, VA 4Meridiam, ID 4Raleigh, NC 4Southington, CT 4Virginia Beach, VA 4Brooklyn, NY 3

Other firms in Poughkeepsie

All Poughkeepsie advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 25LPL Financial LLC 15Ameriprise Financial Services, LLC 10Equitable Advisors, LLC 9Morgan Stanley 8Marshall + Sterling Wealth Advisors, Inc. 7Arax Advisory Partners 6B. Riley Wealth Advisors, Inc. 5Commonwealth Financial Network 4Stifel, Nicolaus & Company, Incorporated 4D'Arcangelo Financial Advisors, LLC 3Osaic Wealth, Inc. 3

Questions

How many financial advisors does Osaic Institutions, Inc. have in Poughkeepsie?

4 investment adviser representatives are registered at Osaic Institutions, Inc. offices in Poughkeepsie, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 483 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Is Osaic Institutions, Inc. one of the largest advisor employers in Poughkeepsie?

Osaic Institutions, Inc. ranks number 10 in Poughkeepsie by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 25.

How do I check a Osaic Institutions, Inc. advisor in Poughkeepsie?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Institutions, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.