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Financial ADVSR advisor directory · SEC adviser records

Osaic Institutions, Inc. financial advisors in Raleigh, NC

Every SEC-registered investment adviser representative at a Osaic Institutions, Inc. office in Raleigh, A to Z.

The short answer

4 registered advisors work at Osaic Institutions, Inc. in Raleigh, out of 483 at the firm nationwide; it ranks number 65 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.

Osaic Institutions, Inc. advisors in Raleigh, A to Z

Every Osaic Institutions, Inc. advisor →

Osaic Institutions, Inc. advisors in every city and state →Osaic Institutions, Inc.: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →

Osaic Institutions, Inc. advisors in other cities

Meriden, CT 35New York, NY 16West Orange, NJ 12Concord, NH 8Grand Forks, ND 6South Windsor, CT 6Fargo, ND 5Pittsburgh, PA 5Springfield, IL 5Abingdon, VA 4Meridiam, ID 4Poughkeepsie, NY 4Southington, CT 4Virginia Beach, VA 4Brooklyn, NY 3

Other firms in Raleigh

All Raleigh advisors →

Wells Fargo Clearing Services, LLC 123Captrust 120Merrill Lynch, Pierce, Fenner & Smith Incorporated 92First Citizens Investor Services, Inc. 91Strategic Advisers LLC 86Morgan Stanley 85Edward Jones 71LPL Financial LLC 65Capital Investment Advisory Services, LLC 62Credit Union Investment Services 52Osaic Wealth, Inc. 51Ameriprise Financial Services, LLC 50

Questions

How many financial advisors does Osaic Institutions, Inc. have in Raleigh?

4 investment adviser representatives are registered at Osaic Institutions, Inc. offices in Raleigh, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 483 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Is Osaic Institutions, Inc. one of the largest advisor employers in Raleigh?

Osaic Institutions, Inc. ranks number 65 in Raleigh by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 123.

How do I check a Osaic Institutions, Inc. advisor in Raleigh?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Institutions, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.