Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in Raleigh, NC
Every SEC-registered investment adviser representative at a LPL Financial LLC office in Raleigh, A to Z.
The short answer
65 registered advisors work at LPL Financial LLC in Raleigh, out of 21,098 at the firm nationwide; it ranks number 8 in the city by advisors. 14 list the CFP designation and 64 are also registered broker representatives.
LPL Financial LLC advisors in Raleigh, A to Z
Every LPL Financial LLC advisor →- David J. AnsbroCertified Financial Planner · Also a broker rep
- Andrew J. ApplequistAlso a broker rep
- Dawson M. BassAlso a broker rep
- Jackson A. BaumAlso a broker rep
- Christopher D. BausbackAlso a broker rep
- Amy S. BennettAlso a broker rep
- William W. BerendzenInvestment adviser rep
- Scott T. BlanchardAlso a broker rep
- Dennis BohmCertified Financial Planner · Also a broker rep
- Hunter BostwickAlso a broker rep
- Ewelina A. CaplapChartered Financial Consultant · Also a broker rep
- William D. CarawanAlso a broker rep
- Kevin L. CecilAlso a broker rep
- Riley L. CecilAlso a broker rep
- Anthony J. CrutchfieldAlso a broker rep
- Eric J. DelaneyCertified Financial Planner · Also a broker rep
- Jonathan M. DewarAlso a broker rep
- Richard K. EisenreichAlso a broker rep
- Dennis F. Fingers Jr.Also a broker rep
- Christopher T. FletcherAlso a broker rep
- Janet FoxAlso a broker rep
- Christopher C. GriffithAlso a broker rep
- Daniel GriffithAlso a broker rep
- Frederick D. GuntherCertified Financial Planner · Also a broker rep
- Ryan A. HelderCertified Financial Planner · Also a broker rep
- Konstantinos D. HemmerlyAlso a broker rep
- Christian A. HillAlso a broker rep
- Richard A. Hill IIAlso a broker rep
- Bruce M. Honeycutt Jr.Certified Financial Planner · Also a broker rep
- Jason A. HunterAlso a broker rep
- Shannon M. JenkeAlso a broker rep
- Jonah KaufmanAlso a broker rep
- Meredith KeeverCertified Financial Planner · Also a broker rep
- Jeremiah D. KnoxAlso a broker rep
- Christopher M. KoppenAlso a broker rep
- Katherine A. MatthewsAlso a broker rep
- Christopher S. MaxwellAlso a broker rep
- Johnny R. MedlinAlso a broker rep
- Jacob MejanAlso a broker rep
- Justin D. MeservierAlso a broker rep
- William S. MillerCertified Financial Planner · Also a broker rep
- Christopher L. MittaAlso a broker rep
- Adam J. MorganChartered Financial Analyst · Also a broker rep
- Hugh S. Morris Jr.Also a broker rep
- Philip D. NationCertified Financial Planner, Chartered Financial Consultant · Also a broker rep
- Harry E. O'ConnerAlso a broker rep
- Bryan P. PacuchAlso a broker rep
- Daniel A. PonceAlso a broker rep
- Shay D. PondCertified Financial Planner · Also a broker rep
- Jeremy N. PottsAlso a broker rep
- Sharmishtha PrasadAlso a broker rep
- Paul PrattoAlso a broker rep
- Richard T. RobinsonAlso a broker rep
- Bradley K. SearsAlso a broker rep
- Kaitlyn M. SeybuckCertified Financial Planner · Also a broker rep
- Mary R. SkinnerAlso a broker rep
- Bryan E. SmithCertified Financial Planner, Chartered Financial Consultant · Also a broker rep
- Brant E. SpesshardtCertified Financial Planner · Also a broker rep
- Chad L. StaffordAlso a broker rep
- John J. Stanton IIIAlso a broker rep
- Mark R. SteinAlso a broker rep
- Ransom G. StokesAlso a broker rep
- David B. VaiknessChartered Financial Consultant · Also a broker rep
- Amy G. WelbornCertified Financial Planner · Also a broker rep
- Robert M. WillauerAlso a broker rep
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LPL Financial LLC advisors in other cities
San Diego, CA 742Fort Mill, SC 417Houston, TX 128Austin, TX 117Scottsdale, AZ 109Charlotte, NC 107Chicago, IL 104Las Vegas, NV 96Tampa, FL 87Fresno, CA 80Honolulu, HI 76San Antonio, TX 75Seattle, WA 74Dallas, TX 73Atlanta, GA 67
Other firms in Raleigh
All Raleigh advisors →Wells Fargo Clearing Services, LLC 123Captrust 120Merrill Lynch, Pierce, Fenner & Smith Incorporated 92First Citizens Investor Services, Inc. 91Strategic Advisers LLC 86Morgan Stanley 85Edward Jones 71Capital Investment Advisory Services, LLC 62Credit Union Investment Services 52Osaic Wealth, Inc. 51Ameriprise Financial Services, LLC 50Truist Advisory Services, Inc. 49
Questions
How many financial advisors does LPL Financial LLC have in Raleigh?
65 investment adviser representatives are registered at LPL Financial LLC offices in Raleigh, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 nationwide. 14 list the CFP designation and 64 are also registered as broker representatives.
Is LPL Financial LLC one of the largest advisor employers in Raleigh?
LPL Financial LLC ranks number 8 in Raleigh by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 123.
How do I check a LPL Financial LLC advisor in Raleigh?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.