Financial ADVSR advisor directory · SEC adviser records
Osaic Institutions, Inc. financial advisors in Fargo, ND
Every SEC-registered investment adviser representative at a Osaic Institutions, Inc. office in Fargo, A to Z.
5 registered advisors work at Osaic Institutions, Inc. in Fargo, out of 523 at the firm nationwide; it ranks number 15 in the city by advisors. 3 list the CFP designation and 4 are also registered broker representatives.
Osaic Institutions, Inc. advisors in Fargo, A to Z
Every Osaic Institutions, Inc. advisor →- Erik FischerAlso a broker rep
- Sandra K. KorbelCertified Financial Planner · Also a broker rep
- Trevor P. MathewAlso a broker rep
- Sean M. SatherCertified Financial Planner · Also a broker rep
- Rebecca L. WalenCertified Financial Planner
Osaic Institutions, Inc. advisors in every city and state →Osaic Institutions, Inc.: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →
Osaic Institutions, Inc. advisors in other cities
Meriden, CT 35New York, NY 18West Orange, NJ 13Concord, NH 10Abingdon, VA 6Grand Forks, ND 6Meridiam, ID 5Pittsburgh, PA 5South Windsor, CT 5Southington, CT 5Springfield, IL 5Creve Coeur, MO 4Hyannis, MA 4Mystic, CT 4Poughkeepsie, NY 4
Other firms in Fargo
All Fargo advisors →LPL Financial LLC 43Edward Jones 30Ameriprise Financial Services, LLC 15Thrivent Investment Management Inc. 15Raymond James Financial Services Advisors, Inc. 13Merrill Lynch, Pierce, Fenner & Smith Incorporated 11MML Investors Services, LLC 9Cetera Investment Advisers LLC 8Morgan Stanley 8Osaic Wealth, Inc. 8RBC Capital Markets, LLC 8Prairiewood Wealth Management 7
Questions
How many financial advisors does Osaic Institutions, Inc. have in Fargo?
5 investment adviser representatives are registered at Osaic Institutions, Inc. offices in Fargo, North Dakota, according to the SEC's Investment Adviser Public Disclosure records, out of 523 nationwide. 3 list the CFP designation and 4 are also registered as broker representatives.
Is Osaic Institutions, Inc. one of the largest advisor employers in Fargo?
Osaic Institutions, Inc. ranks number 15 in Fargo by registered advisors; LPL Financial LLC has the most, with 43.
How do I check a Osaic Institutions, Inc. advisor in Fargo?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Institutions, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.