Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

RBC Capital Markets, LLC financial advisors in Fargo, ND

Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Fargo, A to Z.

The short answer

8 registered advisors work at RBC Capital Markets, LLC in Fargo, out of 3,466 at the firm nationwide; it ranks number 11 in the city by advisors. 0 list the CFP designation and 8 are also registered broker representatives.

RBC Capital Markets, LLC advisors in Fargo, A to Z

Every RBC Capital Markets, LLC advisor →

RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →

RBC Capital Markets, LLC advisors in other cities

Minneapolis, MN 196New York, NY 158Florham Park, NJ 90Wayzata, MN 68Seattle, WA 63Vienna, VA 59Houston, TX 57Dallas, TX 45Boston, MA 42Leawood, KS 42Atlanta, GA 41San Francisco, CA 41Edina, MN 40Beverly Hills, CA 36Chicago, IL 36

Other firms in Fargo

All Fargo advisors →

LPL Financial LLC 43Edward Jones 30Ameriprise Financial Services, LLC 15Thrivent Investment Management Inc. 15Raymond James Financial Services Advisors, Inc. 13Merrill Lynch, Pierce, Fenner & Smith Incorporated 11MML Investors Services, LLC 9Cetera Investment Advisers LLC 8Morgan Stanley 8Osaic Wealth, Inc. 8Prairiewood Wealth Management 7UBS Financial Services Inc. 7

Questions

How many financial advisors does RBC Capital Markets, LLC have in Fargo?

8 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Fargo, North Dakota, according to the SEC's Investment Adviser Public Disclosure records, out of 3,466 nationwide. 0 list the CFP designation and 8 are also registered as broker representatives.

Is RBC Capital Markets, LLC one of the largest advisor employers in Fargo?

RBC Capital Markets, LLC ranks number 11 in Fargo by registered advisors; LPL Financial LLC has the most, with 43.

How do I check a RBC Capital Markets, LLC advisor in Fargo?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.