Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Vanguard is fulfilling Salim Ramji's May 1 promised renewal of 'Flagship' platinum tier service after it eroded, and he's willing to count non-Vanguard funds against the $1-million minimum for the first timeIN RIA IPO 'probably' coming within two years, dealmaker predictsIN Women Advisor Summit 2026: Get set for 'extraordinary' gathering of industry’s female leaders4K IRS Expands Retirement Plan Error Corrections, Creates New IRA ProgramWM New Options Emerge for Providing Liquidity to Evergreen Fund MarketIN Advisor moves: RBC lands $1B UBS team in PittsburghIN NFL taps General Atlantic, PE backer of Creative Planning and FartherWM Mariner Wealth Advisors Seeks $150M in Additional Debt for AcquisitionsFP Merrill announces laser-targeted advisor bonus incentives for 2027WM State Regulators Fear SEC Crypto Proposals Put 'Thumb On The Scale'

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Fargo, ND

Every SEC-registered investment adviser representative at a firm office in Fargo, with the firms that employ the most of them.

281 registered advisors work in Fargo; the most are at LPL Financial LLC (48). 0 list the CFP designation and 247 are also registered broker representatives.

Firms with the most advisors in Fargo

FirmAdvisors in Fargo
LPL Financial LLC news48
Edward Jones news32
Thrivent Investment Management Inc.16
Raymond James Financial Services Advisors, Inc. news15
Ameriprise Financial Services, LLC news14
Merrill Lynch, Pierce, Fenner & Smith Incorporated news14
Cetera Investment Advisers LLC news13
Osaic Wealth, Inc. news10
RBC Capital Markets, LLC news10
MML Investors Services, LLC9
Morgan Stanley news8
Prairiewood Wealth Management7
UBS Financial Services Inc. news6
Wells Fargo Advisors Financial Network, LLC news6
Osaic Institutions, Inc. news5
Principal Securities, Inc.5
Eagle Strategies LLC4
Colliers Securities LLC3
Financial Strategies Group3
Fjell Capital3
Prime Capital Financial3
State Farm Investment Management Corp.3
Wells Fargo Clearing Services, LLC news3
Great Plains Advisory Services LLC2
Light Financial Services, Inc.2

Advisors in Fargo, A to Z

Search all of North Dakota →

Other cities in North Dakota

All of North Dakota →

Bismarck 155Grand Forks 65Minot 50West Fargo 29Mandan 23Dickinson 22Jamestown 15Williston 15Valley City 12Wahpeton 10Bismark 8Bottineau 6Devils Lake 6Grafton 5

Questions

How many financial advisors are in Fargo, ND?

281 investment adviser representatives are registered at firm offices in Fargo, North Dakota, according to the SEC's Investment Adviser Public Disclosure records. 247 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Fargo?

LPL Financial LLC, with 48 registered advisors in Fargo, followed by Edward Jones with 32.

How do I check a financial advisor in Fargo?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.