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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Wahpeton, ND

Every SEC-registered investment adviser representative at a firm office in Wahpeton, with the firms that employ the most of them.

11 registered advisors work in Wahpeton; the most are at Edward Jones (4). 2 list the CFP designation and 11 are also registered broker representatives.

Firms with the most advisors in Wahpeton

FirmAdvisors in Wahpeton
Edward Jones news4
Thrivent Investment Management Inc.3
LPL Financial LLC news2
Intercarolina Financial Services, Inc.1
State Farm Investment Management Corp.1

Advisors in Wahpeton, A to Z

CFP advisors in Wahpeton →

Other cities in North Dakota

All of North Dakota →

Fargo 262Bismarck 142Grand Forks 61Minot 47West Fargo 25Dickinson 21Mandan 21Jamestown 17Williston 13Valley City 8Bismark 7Bottineau 7Devils Lake 5Grafton 5

Questions

How many financial advisors are in Wahpeton, ND?

11 investment adviser representatives are registered at firm offices in Wahpeton, North Dakota, according to the SEC's Investment Adviser Public Disclosure records. 11 of them are also registered as broker representatives, and 2 list the CFP designation.

Which firm has the most financial advisors in Wahpeton?

Edward Jones, with 4 registered advisors in Wahpeton, followed by Thrivent Investment Management Inc. with 3.

How do I check a financial advisor in Wahpeton?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.