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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Devils Lake, ND

Every SEC-registered investment adviser representative at a firm office in Devils Lake, with the firms that employ the most of them.

5 registered advisors work in Devils Lake; the most are at Cetera Investment Advisers LLC (1). 0 list the CFP designation and 5 are also registered broker representatives.

Firms with the most advisors in Devils Lake

FirmAdvisors in Devils Lake
Cetera Investment Advisers LLC news1
Edward Jones news1
LPL Financial LLC news1
State Farm Investment Management Corp.1
Thrivent Investment Management Inc.1

Advisors in Devils Lake, A to Z

Search all of North Dakota →

Other cities in North Dakota

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Fargo 262Bismarck 142Grand Forks 61Minot 47West Fargo 25Dickinson 21Mandan 21Jamestown 17Williston 13Wahpeton 11Valley City 8Bismark 7Bottineau 7Grafton 5

Questions

How many financial advisors are in Devils Lake, ND?

5 investment adviser representatives are registered at firm offices in Devils Lake, North Dakota, according to the SEC's Investment Adviser Public Disclosure records. 5 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Devils Lake?

Cetera Investment Advisers LLC, with 1 registered advisors in Devils Lake, followed by Edward Jones with 1.

How do I check a financial advisor in Devils Lake?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.