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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Valley City, ND

Every SEC-registered investment adviser representative at a firm office in Valley City, with the firms that employ the most of them.

8 registered advisors work in Valley City; the most are at Edward Jones (3). 2 list the CFP designation and 8 are also registered broker representatives.

Firms with the most advisors in Valley City

FirmAdvisors in Valley City
Edward Jones news3
Commonwealth Financial Network news1
LPL Financial LLC news1
Raymond James Financial Services Advisors, Inc. news1
State Farm Investment Management Corp.1
Thrivent Investment Management Inc.1

Advisors in Valley City, A to Z

CFP advisors in Valley City →

Other cities in North Dakota

All of North Dakota →

Fargo 262Bismarck 142Grand Forks 61Minot 47West Fargo 25Dickinson 21Mandan 21Jamestown 17Williston 13Wahpeton 11Bismark 7Bottineau 7Devils Lake 5Grafton 5

Questions

How many financial advisors are in Valley City, ND?

8 investment adviser representatives are registered at firm offices in Valley City, North Dakota, according to the SEC's Investment Adviser Public Disclosure records. 8 of them are also registered as broker representatives, and 2 list the CFP designation.

Which firm has the most financial advisors in Valley City?

Edward Jones, with 3 registered advisors in Valley City, followed by Commonwealth Financial Network with 1.

How do I check a financial advisor in Valley City?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.