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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Bismark, ND

Every SEC-registered investment adviser representative at a firm office in Bismark, with the firms that employ the most of them.

7 registered advisors work in Bismark; the most are at Independent Advisor Alliance, LLC (4). 1 list the CFP designation and 4 are also registered broker representatives.

Firms with the most advisors in Bismark

FirmAdvisors in Bismark
Independent Advisor Alliance, LLC4
Newedge Advisors2
LPL Financial LLC news1

Advisors in Bismark, A to Z

CFP advisors in Bismark →

Other cities in North Dakota

All of North Dakota →

Fargo 262Bismarck 142Grand Forks 61Minot 47West Fargo 25Dickinson 21Mandan 21Jamestown 17Williston 13Wahpeton 11Valley City 8Bottineau 7Devils Lake 5Grafton 5

Questions

How many financial advisors are in Bismark, ND?

7 investment adviser representatives are registered at firm offices in Bismark, North Dakota, according to the SEC's Investment Adviser Public Disclosure records. 4 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Bismark?

Independent Advisor Alliance, LLC, with 4 registered advisors in Bismark, followed by Newedge Advisors with 2.

How do I check a financial advisor in Bismark?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.