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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Mandan, ND

Every SEC-registered investment adviser representative at a firm office in Mandan, with the firms that employ the most of them.

23 registered advisors work in Mandan; the most are at Cetera Investment Advisers LLC (9). 0 list the CFP designation and 20 are also registered broker representatives.

Firms with the most advisors in Mandan

FirmAdvisors in Mandan
Cetera Investment Advisers LLC news9
Edward Jones news4
Osaic Wealth, Inc. news3
State Farm Investment Management Corp.2
Bona Fide Finance1
Briaud Financial Advisors1
Eagle Strategies LLC1
Thrivent Investment Management Inc.1
Xypn Sapphire1

Advisors in Mandan, A to Z

Search all of North Dakota →

Other cities in North Dakota

All of North Dakota →

Fargo 281Bismarck 155Grand Forks 65Minot 50West Fargo 29Dickinson 22Jamestown 15Williston 15Valley City 12Wahpeton 10Bismark 8Bottineau 6Devils Lake 6Grafton 5

Questions

How many financial advisors are in Mandan, ND?

23 investment adviser representatives are registered at firm offices in Mandan, North Dakota, according to the SEC's Investment Adviser Public Disclosure records. 20 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Mandan?

Cetera Investment Advisers LLC, with 9 registered advisors in Mandan, followed by Edward Jones with 4.

How do I check a financial advisor in Mandan?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.