Wealth manager, independent · Bozeman, MT
Xypn Sapphire
XY Investment Solutions, LLC · SEC-registered investment adviser · CRD 285967 · SEC 801-118916
At a glance
Xypn Sapphire is an SEC-registered investment adviser based in Bozeman, Montana, with $1.3B in regulatory assets under management as of its Form ADV filed September 16, 2026. It reports 721 individual clients, 182 of them high-net-worth, holding an average of about $1.3 million each, and 69 employees. That ranks it 876th among the nation’s 5,657 independent wealth management RIAs and 4th of 12 in Montana. It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Altruist.
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Main office 360-301-7579xypnsapphire.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.3B
- Rank among independent wealth managers
- #876 of 5,657
- Rank among all SEC RIAs
- #4,738 of 17,210
- Rank in Montana
- #4 of 12
- Individual clients
- 721
- High-net-worth clients
- 182
- Accounts
- 4,262
- Discretionary
- 100% of AUM
- Employees
- 69
- Advisory staff
- 60
- Offices
- 40
Owners and executives on its Form ADV
- Robert A. MoorePresident & CEO
- Bradley M. GriffithsCCO
- Taylor M. HainVice President: Xypn Sapphire
Custody and brokerage
Broker-dealer
No broker-dealer ties
Xypn Sapphire reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 539 | $638M | 51% |
| High-net-worth individuals | 182 | $301M | 24% |
| Other investment advisers | 43 | $210M | 17% |
| Pension and profit sharing plans | 14 | $98M | 8% |
| Charitable organizations | 9 | $4M | <1% |
| Corporations or other businesses | 9 | $3M | <1% |
Disciplinary disclosures
Xypn Sapphire answers yes to 4 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗xypnsapphire.com ↗
AtlasMembers
The full record on Xypn Sapphire
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 5 years of filings
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- Growth over one, three and five years
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- Rank against 2,921 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Montana
All of Montana →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Stack Financial Management IncWhitefish | $2.0B | 779 |
| Bitterroot Capital Advisors LLCBozeman | $1.8B | 20 |
| Allied Investment Advisors LLCBillings | $1.5B | 953 |
Background
Questions
How much does Xypn Sapphire manage?
Xypn Sapphire reports $1.3B in regulatory assets under management across 4,262 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 16, 2026.
How many clients does Xypn Sapphire have?
It reports 721 individual clients: 182 high-net-worth individuals and 539 other individuals. Individuals account for about 75% of its regulatory assets.
Where is Xypn Sapphire headquartered?
Its main office is in Bozeman, Montana. It reports 40 offices in total and 69 employees, 60 of whom perform investment advisory functions.
How does Xypn Sapphire charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Xypn Sapphire use?
It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Altruist. On Schedule D of its Form ADV filed September 16, 2026, it reports these amounts held: Charles Schwab ($861M); Altruist ($0M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Xypn Sapphire a hybrid RIA with a broker-dealer?
Xypn Sapphire reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Xypn Sapphire a fiduciary?
As an SEC-registered investment adviser, Xypn Sapphire owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Xypn Sapphire’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-16), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →