Broker-dealer firm · Minneapolis, MN
Colliers Securities LLC
SEC-registered investment adviser · CRD 7477 · SEC 801-80233
At a glance
Colliers Securities LLC is an SEC-registered investment adviser based in Minneapolis, Minnesota, with $330 million in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is individuals, and it reports 811 individual clients. By Form ADV it is a broker-dealer firm, ranked 237th of 391 broker-dealer firms and 9,713th of 17,210 SEC-registered advisers by assets.
Main office 612-376-4000colliers.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $330M
- Rank among broker-dealer firms
- #237 of 391
- Rank among all SEC RIAs
- #9,713 of 17,210
- Rank in Minnesota
- #180 of 276
- Individual clients
- 811
- High-net-worth clients
- 76
- Accounts
- 1,055
- Discretionary
- 24% of AUM
- Employees
- 120
- Advisory staff
- 18
- Offices
- 8
Owners and executives on its Form ADV
- Deborah Marie HableOperations Manager
- David Bramley JuranChairman of the Board
- Jeffrey Duane JacobsonEVP, Chief Operating Officer & Board Member
- David Thomas MullenEVP, Board Member
- Thomas Francis SteichenEVP, CCO & General Counsel, Board Member
- James John III HinikerSvp
- Roger Allan NorrisSVP, Registered Options Principal
- Craig Daniel TheisSVP, Board Member
- Rebecca Van HandelChief Financial Officer & Finop
Custody and brokerage
Custodian
Colliers Securities LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Colliers Securities LLC is a hybrid RIA: 81 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Colliers Securities (canada) Inc..
- Colliers Securities (canada) Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 735 | $173M | 53% |
| High-net-worth individuals | 76 | $101M | 31% |
| Charitable organizations | 5 | $47M | 14% |
| Corporations or other businesses | – | $9M | 3% |
Disciplinary disclosures
Colliers Securities LLC answers yes to 8 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Selecting other advisers
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗colliers.com ↗
AtlasMembers
The full record on Colliers Securities LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 165 peers of its type and size
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- Owners and executives, with titles and stakes
- 9 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Colliers Securities LLC manage?
Colliers Securities LLC reports $330 million in regulatory assets under management across 1,055 accounts, 24% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Colliers Securities LLC?
Colliers Securities LLC is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser. A public reporting company controls it.
Who are Colliers Securities LLC’s clients?
By assets, its largest client types are individuals ($173 million, 735 clients); high-net-worth individuals ($101 million, 76 clients); charitable organizations ($47 million, 5 clients).
Does Colliers Securities LLC have any disciplinary history?
Colliers Securities LLC answers yes to 8 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Colliers Securities LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →