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SEC SEC Announces Fiscal Year 2027 Examination PrioritiesWSR The Rise Of The Fractional Family OfficeIN Private equity is knocking. Who should be in your corner?IN Freehold Wealth Management brings $576M to Osaic in multigenerational moveIN Sanctuary Wealth adds elder care platform to advisor toolkitIN Beyond tax loss harvesting: why long-short strategies demand a harder lookIN Investors still want advisors, even as AI expands investment choicesIN AI poses moderate disruption risk to wealth managers and retail banks, Fitch saysCW Podcast: Schwab takes its cut, Beacon Pointe powers upRB Vanguard is fulfilling Salim Ramji's May 1 promised renewal of 'Flagship' platinum tier service after it eroded, and he's willing to count non-Vanguard funds against the $1-million minimum for the first time

Financial ADVSR advisor directory · SEC adviser records

Osaic Institutions, Inc. financial advisors in Springfield, IL

Every SEC-registered investment adviser representative at a Osaic Institutions, Inc. office in Springfield, A to Z.

5 registered advisors work at Osaic Institutions, Inc. in Springfield, out of 523 at the firm nationwide; it ranks number 14 in the city by advisors. 1 list the CFP designation and 5 are also registered broker representatives.

Osaic Institutions, Inc. advisors in Springfield, A to Z

Every Osaic Institutions, Inc. advisor →

Osaic Institutions, Inc. advisors in every city and state →Osaic Institutions, Inc.: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →

Osaic Institutions, Inc. advisors in other cities

Meriden, CT 35New York, NY 18West Orange, NJ 13Concord, NH 10Abingdon, VA 6Grand Forks, ND 6Fargo, ND 5Meridiam, ID 5Pittsburgh, PA 5South Windsor, CT 5Southington, CT 5Creve Coeur, MO 4Hyannis, MA 4Mystic, CT 4Poughkeepsie, NY 4

Other firms in Springfield

All Springfield advisors →

Horace Mann Investors, Inc. 63Edward Jones 18LPL Financial LLC 18Merrill Lynch, Pierce, Fenner & Smith Incorporated 16Cetera Investment Advisers LLC 15Sikich Financial 13Equitable Advisors, LLC 12State Farm Investment Management Corp. 11Keb Wealth Advisors 9Ameriprise Financial Services, LLC 7Bos Asset Management, LLC 7Wells Fargo Advisors Financial Network, LLC 7

Questions

How many financial advisors does Osaic Institutions, Inc. have in Springfield?

5 investment adviser representatives are registered at Osaic Institutions, Inc. offices in Springfield, Illinois, according to the SEC's Investment Adviser Public Disclosure records, out of 523 nationwide. 1 list the CFP designation and 5 are also registered as broker representatives.

Is Osaic Institutions, Inc. one of the largest advisor employers in Springfield?

Osaic Institutions, Inc. ranks number 14 in Springfield by registered advisors; Horace Mann Investors, Inc. has the most, with 63.

How do I check a Osaic Institutions, Inc. advisor in Springfield?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Institutions, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.