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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Brooklyn, NY

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Brooklyn, A to Z.

The short answer

8 registered advisors work at UBS Financial Services Inc. in Brooklyn, out of 8,476 at the firm nationwide; it ranks number 15 in the city by advisors. 0 list the CFP designation and 8 are also registered broker representatives.

UBS Financial Services Inc. advisors in Brooklyn, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121

Other firms in Brooklyn

All Brooklyn advisors →

J.P. Morgan Securities LLC 108Citigroup Global Markets Inc. 31Merrill Lynch, Pierce, Fenner & Smith Incorporated 29MML Investors Services, LLC 26LPL Enterprise, LLC 23Osaic Wealth, Inc. 20LPL Financial LLC 19Pfs Investments Inc. 18Strategic Advisers LLC 16Cetera Investment Advisers LLC 15Hsbc Securities (USA) Inc. 14Maridea Wealth Management 14

Questions

How many financial advisors does UBS Financial Services Inc. have in Brooklyn?

8 investment adviser representatives are registered at UBS Financial Services Inc. offices in Brooklyn, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 0 list the CFP designation and 8 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Brooklyn?

UBS Financial Services Inc. ranks number 15 in Brooklyn by registered advisors; J.P. Morgan Securities LLC has the most, with 108.

How do I check a UBS Financial Services Inc. advisor in Brooklyn?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.