Adviser and broker representative · Osaic Institutions, Inc.
Claudio M. Mastroianni
CRD 1811177 · Albany, NY
At a glance
Claudio M. Mastroianni is an investment adviser representative with Osaic Institutions, Inc. in Albany, NY, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Claudio’s SEC record dates to 2006, about 20 years ago. Claudio is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- Osaic Institutions, Inc.Since July 2021Albany, NY · $6.5B in regulatory assets
SEC adviser record
- Registered since
- 2006 (20 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Claudio’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 6 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Osaic Institutions, Inc.
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- Joshua R. AdkinsJohnson City
- Dexter K. AlbrechtGrand Forks
- Julia AldersonKilmarnock
- Christian T. AlgerHarrisonburg
- Brian J. AllsopCanton
- Mark H. AndersonMinnetonka · Certified Financial Planner
Every advisor at Osaic Institutions, Inc. →Osaic Institutions, Inc.: assets, clients and custodians →Osaic news, moves and payouts →Financial advisors in Albany, NY →Advisor Moves: who changed firms this week →