Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Tortoise Investment Management, LLC financial advisors in White Plains, NY

Every SEC-registered investment adviser representative at a Tortoise Investment Management, LLC office in White Plains, A to Z.

The short answer

10 registered advisors work at Tortoise Investment Management, LLC in White Plains, out of 15 at the firm nationwide; it ranks number 7 in the city by advisors. 1 list the CFP designation and 0 are also registered broker representatives.

Tortoise Investment Management, LLC advisors in White Plains, A to Z

Every Tortoise Investment Management, LLC advisor →

Tortoise Investment Management, LLC advisors in every city and state →Tortoise Investment Management, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Tortoise Investment Management, LLC advisors in other cities

New York, NY 3Stamford, CT 2

Other firms in White Plains

All White Plains advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 61J.P. Morgan Securities LLC 30Eagle Strategies LLC 25Stifel, Nicolaus & Company, Incorporated 15Ameriprise Financial Services, LLC 14LPL Enterprise, LLC 13LPL Financial LLC 9Madison Advisory Services, Inc. 9Td Private Client Wealth LLC 7Benjamin F. Edwards & Company, Inc. 5Cetera Investment Advisers LLC 5Matrix Asset Advisors Inc. 5

Questions

How many financial advisors does Tortoise Investment Management, LLC have in White Plains?

10 investment adviser representatives are registered at Tortoise Investment Management, LLC offices in White Plains, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 15 nationwide. 1 list the CFP designation and 0 are also registered as broker representatives.

Is Tortoise Investment Management, LLC one of the largest advisor employers in White Plains?

Tortoise Investment Management, LLC ranks number 7 in White Plains by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 61.

How do I check a Tortoise Investment Management, LLC advisor in White Plains?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Tortoise Investment Management, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.