Financial ADVSR advisor directory · SEC adviser records
Novem Group financial advisors in Rochester, NY
Every SEC-registered investment adviser representative at a Novem Group office in Rochester, A to Z.
The short answer
20 registered advisors work at Novem Group in Rochester, out of 31 at the firm nationwide; it ranks number 15 in the city by advisors. 4 list the CFP designation and 14 are also registered broker representatives.
Novem Group advisors in Rochester, A to Z
Every Novem Group advisor →- Jeffrey B. AltieriInvestment adviser rep
- Robert J. BartolottaAlso a broker rep
- Thomas C. BurkeInvestment adviser rep
- Amanda R. EstevesAlso a broker rep
- Andrew L. GentileAlso a broker rep
- Timothy D. GerlachInvestment adviser rep
- Torrey J. GiancursioAlso a broker rep
- Catherine E. GueliCertified Financial Planner
- Charles G. HerendeenAlso a broker rep
- Kimberley KoskoInvestment adviser rep
- Patrick D. ManuelAlso a broker rep
- Joseph G. McPhersonCertified Financial Planner, Chartered Financial Consultant · Also a broker rep
- Adam C. MorganCertified Financial Planner · Also a broker rep
- Jeremy T. RacoAlso a broker rep
- Stephen G. RoehrigAlso a broker rep
- Paula M. RogalaCertified Financial Planner · Also a broker rep
- Anthony L. SimonettiAlso a broker rep
- Mackenzi E. SpringerAlso a broker rep
- Ronald J. Taylor Jr.Also a broker rep
- Daniel R. WilliamsInvestment adviser rep
Novem Group advisors in every city and state →Novem Group: assets, clients and custodians →Advisor Moves: who changed firms this week →
Novem Group advisors in other cities
Topsfield, MA 4Grand Island, NE 2Jupiter, FL 2Denver, CO 1Depew, NY 1East Bridgewater, NJ 1Port St Lucie, FL 1
Other firms in Rochester
All Rochester advisors →LPL Financial LLC 64Equitable Advisors, LLC 63Morgan Stanley 58UBS Financial Services Inc. 50MML Investors Services, LLC 48Sage, Rutty & Co., Inc. 43Osaic Wealth, Inc. 40Wells Fargo Advisors Financial Network, LLC 32J.P. Morgan Securities LLC 30Strategic Advisers LLC 30Ameriprise Financial Services, LLC 29Ashton Thomas Securities, LLC 23
Questions
How many financial advisors does Novem Group have in Rochester?
20 investment adviser representatives are registered at Novem Group offices in Rochester, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 31 nationwide. 4 list the CFP designation and 14 are also registered as broker representatives.
Is Novem Group one of the largest advisor employers in Rochester?
Novem Group ranks number 15 in Rochester by registered advisors; LPL Financial LLC has the most, with 64.
How do I check a Novem Group advisor in Rochester?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Novem Group office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.