Financial ADVSR advisor directory · SEC adviser records
Novem Group financial advisors
Every SEC-registered investment adviser representative at Novem Group, by the state and city of the office they work from.
31 registered advisors work at Novem Group, in 6 states and 8 cities; the most are in Rochester, NY (19). 7 list the CFP designation and 20 are also registered broker representatives.
Search every Novem Group advisor by name →Who joined and left Novem Group →Novem Group: assets, clients and custodians →
Cities with the most Novem Group advisors
Rochester, NY 19Topsfield, MA 4Grand Island, NE 2Jupiter, FL 2Denver, CO 1Depew, NY 1East Bridgewater, NJ 1Port St Lucie, FL 1
Novem Group advisors by state
Questions
How many financial advisors does Novem Group have?
31 investment adviser representatives are registered with Novem Group, according to the SEC's Investment Adviser Public Disclosure records, in 6 states and 8 cities. 7 list the CFP designation and 20 are also registered as broker representatives.
Where does Novem Group have the most advisors?
Rochester, NY, with 19 registered advisors, then Topsfield, MA (4). By state, New York has the most, with 20.
How do I find a Novem Group financial advisor near me?
Pick your state below, then your city, to see every Novem Group advisor registered at an office there. Each one links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. An advisor registered at Novem Group offices in more than one city counts in each city but once in the total; broker-only representatives (FINRA BrokerCheck) aren't included. Every firm →