Financial ADVSR advisor directory · SEC adviser records
Novem Group financial advisors in New York
Every SEC-registered investment adviser representative at a Novem Group office in New York, by city and A to Z.
The short answer
20 registered advisors work at Novem Group in New York, out of 31 nationwide; it's the firm's number 1 state by advisors, and the most are in Rochester (19). 4 list the CFP designation and 14 are also registered broker representatives.
Novem Group advisors by city in New York
Every firm in New York →Novem Group advisors in New York, A to Z
Search by name →- Jeffrey B. AltieriRochester
- Robert J. BartolottaRochester
- Thomas C. BurkeRochester
- Amanda R. EstevesRochester
- Andrew L. GentileRochester
- Timothy D. GerlachRochester
- Torrey J. GiancursioRochester
- Catherine E. GueliRochester · Certified Financial Planner
- Charles G. HerendeenRochester
- Kimberley KoskoRochester
- Patrick D. ManuelRochester
- Joseph G. McPhersonRochester · Certified Financial Planner, Chartered Financial Consultant
- Adam C. MorganRochester · Certified Financial Planner
- Jeremy T. RacoRochester
- Stephen G. RoehrigRochester
- Paula M. RogalaRochester · Certified Financial Planner
- Anthony L. SimonettiRochester
- Mackenzi E. SpringerRochester
- Ronald J. Taylor Jr.Rochester
- Daniel R. WilliamsRochester
Novem Group advisors in every state →Novem Group: assets, clients and custodians →Advisor Moves: who changed firms this week →
Novem Group in other states
Questions
How many Novem Group financial advisors are in New York?
20 investment adviser representatives are registered at Novem Group offices in New York, according to the SEC's Investment Adviser Public Disclosure records, out of 31 at the firm nationwide. 4 list the CFP designation and 14 are also registered as broker representatives.
Where in New York does Novem Group have the most advisors?
Rochester, with 19, then Depew (1). Novem Group has advisors in 2 cities in New York.
How do I check a Novem Group advisor in New York?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Novem Group office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.