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Financial ADVSR advisor directory · SEC adviser records

Principal Securities, Inc. financial advisors in Amherst, NY

Every SEC-registered investment adviser representative at a Principal Securities, Inc. office in Amherst, A to Z.

The short answer

8 registered advisors work at Principal Securities, Inc. in Amherst, out of 1,318 at the firm nationwide; it ranks number 5 in the city by advisors. 3 list the CFP designation and 8 are also registered broker representatives.

Principal Securities, Inc. advisors in Amherst, A to Z

Every Principal Securities, Inc. advisor →

Principal Securities, Inc. advisors in every city and state →Principal Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Principal Securities, Inc. advisors in other cities

Des Moines, IA 175West Des Moines, IA 70Minnetonka, MN 30Tampa, FL 24Sioux Falls, SD 22Atlanta, GA 20Raleigh, NC 19Roseville, CA 19Charlotte, NC 18Overland Park, KS 18Wayne, PA 18Wauwatosa, WI 17Downers Grove, IL 16Melville, NY 16San Diego, CA 16

Other firms in Amherst

All Amherst advisors →

MML Investors Services, LLC 65Osaic Wealth, Inc. 31Lincoln Investment 13Pfs Investments Inc. 12Ameriprise Financial Services, LLC 7Tiaa-Cref Individual & Institutional Services, LLC 7F L Putnam Investment Management Co. 6LPL Financial LLC 6Equity Services, Inc. 5Nottingham Advisors Inc. 5Pathway Partners Wealth Advisors, LLC 5Charles Schwab & Co., Inc. 4

Questions

How many financial advisors does Principal Securities, Inc. have in Amherst?

8 investment adviser representatives are registered at Principal Securities, Inc. offices in Amherst, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 1,318 nationwide. 3 list the CFP designation and 8 are also registered as broker representatives.

Is Principal Securities, Inc. one of the largest advisor employers in Amherst?

Principal Securities, Inc. ranks number 5 in Amherst by registered advisors; MML Investors Services, LLC has the most, with 65.

How do I check a Principal Securities, Inc. advisor in Amherst?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Principal Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.