President; CCO · Mollot & Hardy, Inc.
Alan R. Mollot
CRD 816494 · Named on Form ADV at one SEC-registered adviser
At a glance
Mollot & Hardy, Inc., an SEC-registered wealth manager based in Amherst, NY with $81 million in regulatory assets, lists Alan R. Mollot on its Form ADV as President; CCO, a control person.
Firms and roles
- Mollot & Hardy, Inc.President; CCOWealth manager · Amherst, NY · $81M in regulatory assets
AtlasMembers
Alan’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Alan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.