Adviser and broker representative · Merrill Lynch, Pierce, Fenner & Smith Incorporated
Ethan D. Friedman
CRD 2503674 · Staten Island, NY
At a glance
Ethan D. Friedman is an investment adviser representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Staten Island, NY, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Ethan’s SEC record dates to 2005, about 21 years ago. Ethan is also registered as a broker representative.
Current advisory firm
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSince January 2012Staten Island, NY · $1.78T in regulatory assets
SEC adviser record
- Registered since
- 2005 (21 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Ethan’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.