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Managing Member, Chief Compliance Officer · VCP Financial LLC

Gaurav C. Lall

CRD 4738175 · Named on Form ADV at one SEC-registered adviser

At a glance

VCP Financial LLC, an SEC-registered wealth manager based in Staten Island, NY with $143 million in regulatory assets, lists Gaurav C. Lall on its Form ADV as Managing Member, Chief Compliance Officer, a control person.

Firms and roles

  • VCP Financial LLCManaging Member, Chief Compliance OfficerWealth manager · Staten Island, NY · $143M in regulatory assets

AtlasMembers

Gaurav’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Gaurav’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.