Wealth manager, independent · Prairie Village, KS
Fortis Capital Advisors, LLC
SEC-registered investment adviser · CRD 309709 · SEC 801-119354
At a glance
Fortis Capital Advisors, LLC is an SEC-registered investment adviser based in Prairie Village, Kansas, with $1.6B in regulatory assets under management as of its Form ADV filed September 1, 2026. It reports 2,127 individual clients, 363 of them high-net-worth, holding an average of about $0.7 million each, and 68 employees. That ranks it 669th among the nation’s 5,657 independent wealth management RIAs and 9th of 74 in Kansas. It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fidelity.
Main office 913-222-8862fortiscapitaladvisors.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.6B
- Rank among independent wealth managers
- #669 of 5,657
- Rank among all SEC RIAs
- #4,088 of 17,210
- Rank in Kansas
- #9 of 74
- Individual clients
- 2,127
- High-net-worth clients
- 363
- Accounts
- 4,475
- Discretionary
- 100% of AUM
- Employees
- 68
- Advisory staff
- 57
- Offices
- 40
Owners and executives on its Form ADV
- Robert M. HaggChief Growth Officer
- Roman MoldavskyChief Executive Officer
- Belena G. VincettiChief Compliance Officer
- Felix MalitskyMember
Custody and brokerage
Broker-dealer
Hybrid RIA
Fortis Capital Advisors, LLC is a hybrid RIA: 14 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed June 2026) names Purshe Kaplan Sterling Investments, an unaffiliated broker-dealer, as the broker-dealer its advisers are registered with.
Roman Moldavsky is a registered representative of Purshe Kaplan Sterling Investments, a broker dealer that is not affiliated with Fortis B.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 363 | $1.0B | 64% |
| Individuals | 1,764 | $475M | 29% |
| Pension and profit sharing plans | 24 | $50M | 3% |
| Corporations or other businesses | 18 | $50M | 3% |
| Charitable organizations | 2 | $2M | <1% |
Disciplinary disclosures
Fortis Capital Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗fortiscapitaladvisors.com ↗Fortis Capital Advisors, LLC news and profile →
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Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 5 years of filings
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- 4 namedLocked
- Main office, fax and compliance officer
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Similar-size RIAs in Kansas
All of Kansas →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Cetera Planning PartnersLeawood | $4.2B | 4,748 |
| FAS Wealth Partners, Inc.Leawood | $3.8B | 1,524 |
| Caliber Wealth Management, LLCOverland Park | $1.8B | 1,668 |
| CGN Advisors, LLCManhattan | $1.6B | 1,281 |
| Kavar Capital PartnersLeawood | $1.6B | 449 |
| Triad Wealth Partners, LLCLawrence | $1.5B | 3,896 |
Background
Questions
How much does Fortis Capital Advisors, LLC manage?
Fortis Capital Advisors, LLC reports $1.6B in regulatory assets under management across 4,475 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 1, 2026.
How many clients does Fortis Capital Advisors, LLC have?
It reports 2,127 individual clients: 363 high-net-worth individuals and 1,764 other individuals. Individuals account for about 94% of its regulatory assets.
Where is Fortis Capital Advisors, LLC headquartered?
Its main office is in Prairie Village, Kansas. It reports 40 offices in total and 68 employees, 57 of whom perform investment advisory functions.
How does Fortis Capital Advisors, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Fortis Capital Advisors, LLC use?
It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fidelity. On Schedule D of its Form ADV filed September 1, 2026, it reports these amounts held: Charles Schwab ($1.3B); Fidelity ($164M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Fortis Capital Advisors, LLC a hybrid RIA with a broker-dealer?
Fortis Capital Advisors, LLC is a hybrid RIA: 14 of its employees are also registered representatives of a broker-dealer. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is Fortis Capital Advisors, LLC a fiduciary?
As an SEC-registered investment adviser, Fortis Capital Advisors, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 14 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is Fortis Capital Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-01), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →